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Starting with the School of Medicine graduating class of 2002,
the Medical Library and Office of Student Research have begun a
collaboration to electronically publish the full text of student
thesis on the Internet as a valuable byproduct of student
research efforts and original source material to researchers
throughout the world. Because students have traditionally
anticipated reproducing their research results through a
scholarly journal submission process and may wonder if this
project will compete with or inhibit a possible publication, this
FAQ is being made available to clarify common concerns and
encourage participation. Please submit additional questions and
comments to Charles
Greenberg, the Head of Reference Services and coordinator of
the project.
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| Is there really a need to do
this? |
Traditionally, paper copies of bound
Medical, Nursing, and Epidemiology & Public Health student
theses are maintained by the Medical, EPH and Nursing Libraries
for future on-site use. As research has shifted to the Internet,
without physical barriers of location or time of access, it seems
unfortunate that the high quality original scholarship found in
research theses will be neglected in favor of easily accessible
Internet resources. A student thesis is part of an increasingly
interconnected world of scientific knowledge, a potential source
of inspiration, data, methodology, synthesis, and insight for
future researchers and students, and electronic access to theses
can only enhance the ability of diverse groups to benefit from
the value of thesis original research. |
| Can this project make the world a
better place? |
Definitely, if you believe that
widely distributing Yale student research will provide students
of all ages and interests at Yale or around the globe with a
source of new ideas and ways of thinking about health problems
and possible solutions. |
| Couldn't the
Library simply digitize a bound copy when there is a demand in
the future? |
The rights of the student author require that permission be
obtained to reproduce and distribute their original scholarship.
Locating an author at some indeterminate time in the future, as
well as the effort required to scan a paper thesis into a digital
format, are obstacles to a demonstrated demand model for this
project. On the other hand, it is very simple to save a word
processing manuscript in an alternative digital format during or
following the production of a print thesis. Building a digital
collection will also allow browsing and the joy of serendipitous
discovery.
In addition, a student's future curriculum vitae could
actually point with a web URL to the repository for the digital
thesis. Digital storage space is also inexpensive and
efficient.
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| Will the School of Medicine be
selling the digital copy of my thesis? Should I expect any
income? |
No. The goal and intent of the YMTDL project is to accomplish the
widest dissemination of
your research results. In other words, your work will have life beyond
the basement stacks of the Medical Library. Cost is inevitably a
barrier to timely dissemination of knowledge, often to those that
could benefit the most. |
| Why are MD/Ph.D.
dissertations not included in the initial YMTDL project? |
We are exploring
whether the Graduate School of Arts and Sciences will support
this idea. Students enrolled in the combined M.D./Ph.D. program
produce a doctoral thesis submitted to and approved by the
Graduate School. All doctoral Ph.D. dissertations that have been
accepted
by the Graduate School are submitted to University Microforms (UMI) and
published on microfilm or the web on sites such as Digital
Dissertations by the ProQuest division of UMI. Publication on
microfilm or Digital Dissertations does not prevent the author from
publishing the dissertation in another format at any time. |
| What if I just don't want to
do this? |
There is no requirement that any student
participate. The submission form will have a place to indicate
non-participation. If you change your mind and wish to submit a
submission form and data file(s) after graduation, that will
certainly be possible. |
| Will the Library stop storing the
bound thesis, once the electronic version is available? |
There is no plan at the moment to terminate the
tradition of storing a copy of each medical students bound thesis
in the Medical Library. |
| Who owns the copyright to a
student thesis? |
According to the U.S. Copyright Office at the Library of
Congress, "Copyright
protection subsists from the time the work is created in fixed
form. The copyright in the work of authorship immediately becomes
the property of the author who created the work."
Also, "Copyright
protection is available for all unpublished works, regardless of
the nationality or domicile of the author."
One of the fundamental requirements of the Medical Thesis is
that each student should have the experience of carrying out an
investigation from beginning to end on his/her own initiative. At
the point of creation and submission, the student author is the
owner of the copyright.
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| If I am a student, do
I have to fill out a form or register the copyright ownership of
my thesis? |
The way in which copyright protection is secured is frequently
misunderstood. No publication or registration or other action
in the Copyright Office is required to secure copyright.
As soon as your thesis is written, it possesses copyright.
There are, however, certain definite advantages to registration.
See a summary
of advantages for registering with the US Copyright Office.
The most important advantage may be that registration will
establish prima facie evidence in court of the validity of the
copyright. Also, If registration is made within 3 months after
publication of the work or prior to an infringement of the work,
statutory damages and attorney's fees will be available to
the copyright owner in court actions. Otherwise, only an award of
actual damages and profits is available to the copyright
owner.
Registration may be made at any time within the life of the
copyright. Directions for securing copyright
registration are on the Library of Congress web site (Acrobat
Reader required).
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| Do I give away any
rights to the Office of Student Research or the Medical Library
if I allow them to publish a digital copy of my thesis? |
No. The YMTDL
project uses a submission form to ask your permission to grant
the project a non-exclusive license to archive and make
accessible your thesis. The student author will retain all other
ownership rights to the copyright and retain the right to use in
future works (such as articles or books) all or part of the
thesis. |
| Should I be
concerned that a journal will not accept my submission if I have
published the information somewhere else? Will the publication on
the YMTDL web site affect my opportunity to publish in a great peer-reviewed
journal? |
Many journals establish publication policies to only consider
research papers that are reporting primary data and the main
conclusions for the first time. This is a basic idea of
competitive commerce that the best journals want to have the best
articles first.
At the same time, given the reality that the Internet allows
researchers to use a variety of means to announce or publicize
their findings, journals also "
allow posting of manuscript copies of papers at not-for-profit
publicly funded World Wide Web archives immediately upon
publication." (Science Magazine).
The YMTDL Project will certainly accept directions on the
submission form to withhold digital distribution for a designated
time period, allowing for your research result to be submitted to
the publication of your choice.
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| Am I giving my rights
away when I submit an article to a scholarly journal for
publication? |
Yes (most of the
time). Publication of papers in most scholarly journals is
contingent on the authors' transferring copyright of the
paper, including electronic rights, to a journal publisher, by
signing the journal's copyright assignment form. |
| How do I submit the electronic
version of my manuscript? |
Class of 2003 graduates can obtain a
copy of the YMTDL
submission
form
from Charlie Greenberg or
Donna Carranzo and submit it together with data files on a floppy, CD,
or zip disk. The form
will
ask you to certify that
you have either obtained permission from the owner(s)of each third
party copyrighted matter to be included in my thesis, or you have
removed copyrighted matter that requires permission to reproduce
or distribute. |
| I have a lot of media files that
are part of the appendix for my thesis. Should I submit
videotapes or audio cassettes with my disks? |
Maybe. The Project can offer
no initial guarantee that we will be able to convert and host all
types and quantities of visual media. However, we would accept
and try to create a digital conversion. A simpler solution would
be to provide a note in the submission record for your thesis
that media materials are available from the author at your Yale
alumni or other post-graduation e-mail address. |
| I'm moving far away. Is there
a way to designate someone at Yale I could call by telephone to
direct a change in the way you distribute my thesis? |
The YMTDL thesis submission
form includes space for you to designate a "proxy"
representatives who will be authorized by you to make changes on
your behalf at any point in the future. The form on file with the
project remains the one in effect. A student may submit an
updated form at any point to change or withdraw proxy status from
an individual, or to change the distribution direction for your
thesis. |
| Is the web site for YMTDL set up
yet? I want to see where my thesis will go. |
Yes! The web address for the
project is http://ymtdl.med.yale.edu.
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| Do other universities create
digital theses collections? |
A few universities are committed to
a requirement for students to submit digital copies of their
theses and dissertations. Many other universities are
preparing to offer a digital thesis library. |
Please send questions or comments to Charlie
Greenberg
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