The Yale Medicine Thesis Digital Library Project (FAQ)

Starting with the School of Medicine graduating class of 2002, the Medical Library and Office of Student Research have begun a collaboration to electronically publish the full text of student thesis on the Internet as a valuable byproduct of student research efforts and original source material to researchers throughout the world. Because students have traditionally anticipated reproducing their research results through a scholarly journal submission process and may wonder if this project will compete with or inhibit a possible publication, this FAQ is being made available to clarify common concerns and encourage participation. Please submit additional questions and comments to Charles Greenberg, the Head of Reference Services and coordinator of the project.

Table of Contents

Rationale for the YMTDL Project

Copyright and Intellectual Property

Student Submission Process

Plans for Electronic Distribution

Rationale for the YMTDL Project

Is there really a need to do this? Traditionally, paper copies of bound Medical, Nursing, and Epidemiology & Public Health student theses are maintained by the Medical, EPH and Nursing Libraries for future on-site use. As research has shifted to the Internet over the last decade, without barriers of location or time of access, it seems unfortunate that the high quality print scholarship found in YSM theses wouldl be neglected in favor of discoveries by search engines . A student thesis is part of an increasingly interconnected world of scientific knowledge, a potential source of inspiration, data, methodology, synthesis, and insight for future researchers and students, and electronic access to theses can only enhance the ability of diverse groups to benefit from the value of thesis original research. Yale School of Pubic Health theses are expected to become a digital only submission in 2009. Yes, the need to do this is apparent.
Can this project make the world a better place? Definitely, if you believe that widely distributing Yale student research will provide students of all ages and interests at Yale or around the globe with a source of new ideas and ways of thinking about health problems and possible solutions.
Couldn't the Library simply digitize a bound copy when there is a demand in the future?

The rights of the student author require that permission be obtained to reproduce and distribute their original scholarship. Locating an author at some indeterminate time in the future, as well as the effort required to scan a paper thesis into a digital format, are obstacles to a demonstrated demand model for this project. On the other hand, it is very simple to save a word processing manuscript in an alternative digital format during or following the production of a print thesis. Building a digital collection will also allow browsing and the joy of serendipitous discovery.

In addition, a student's future curriculum vitae could actually point with a web URL to the repository for the digital thesis. Digital storage space is also inexpensive and efficient.

Will the School of Medicine be selling the digital copy of my thesis? Should I expect any income? No. The goal and intent of the YMTDL project is to accomplish the widest dissemination of your research results. In other words, your work will have life beyond the locked basement stacks of the Medical Library. Cost is inevitably a barrier to timely dissemination of knowledge, often to those that could benefit the most.
Why are MD/Ph.D. dissertations not included in the initial YMTDL project? We are exploring whether the Graduate School of Arts and Sciences will support this idea. Students enrolled in the combined M.D./Ph.D. program produce a doctoral thesis submitted to and approved by the Graduate School. All doctoral Ph.D. dissertations that have been accepted by the Graduate School are submitted to University Microforms (UMI) and published on microfilm or the web on sites such as Digital Dissertations by the ProQuest division of UMI. Publication on microfilm or Digital Dissertations does not prevent the author from publishing the dissertation in another format at any time.
What if I just don't want to do this? Depositing your thesis with the Office of Student Research is a graduation requirement. Starting in 2006, that requirement also included the depost of a word version of both the thesis and thesis abstract for the Yale Journal of Biology and Medicine. Starting in 2009, students are required to submit (upload) a PDF version of their thesis, using a student submission portal page. Student online submission expected to save both student and staff productivity. A free Windows PDF program called PDFCreator can be downloaded for any PDF need. Macintosh personal computers had PDF generating capability built in.
Will the Library stop storing the bound thesis, once the electronic version is available? The print copies of your thesis submitted to the Office of Student research will continue to be the "official" version of a thesis. There is no plan to terminate the tradition of storing a copy of each medical students bound thesis in the Medical Library and in the Office of Student Research.

Copyright and Intellectual Property

Who owns the copyright to a student thesis?

According to the U.S. Copyright Office at the Library of Congress, "Copyright protection subsists from the time the work is created in fixed form. The copyright in the work of authorship immediately becomes the property of the author who created the work."

Also, "Copyright protection is available for all unpublished works, regardless of the nationality or domicile of the author."

One of the fundamental requirements of the Medical Thesis is that each student should have the experience of carrying out an investigation from beginning to end on his/her own initiative. At the point of creation and submission, the student author is the owner of the copyright.

If I am a student, do I have to fill out a form or register the copyright ownership of my thesis?

The way in which copyright protection is secured is frequently misunderstood. No publication or registration or other action in the Copyright Office is required to secure copyright. As soon as your thesis is written, it possesses copyright. There are, however, certain definite advantages to registration. See a summary of advantages for registering with the US Copyright Office. The most important advantage may be that registration will establish prima facie evidence in court of the validity of the copyright. Also, If registration is made within 3 months after publication of the work or prior to an infringement of the work, statutory damages and attorney's fees will be available to the copyright owner in court actions. Otherwise, only an award of actual damages and profits is available to the copyright owner.

Registration may be made at any time within the life of the copyright. Directions for securing copyright registration are on the Library of Congress web site (Acrobat Reader required).

Do I give away any rights to the Office of Student Research or the Medical Library if I provide a digital copy of my thesis? No. The YMTDL project uses a submission form to ask your permission to grant the project a non-exclusive license to archive and make accessible your thesis. The student author will retain all other ownership rights to the copyright and retain the right to use in future works (such as articles or books) all or part of the thesis.
Should I be concerned that a journal will not accept my submission if I have published the information somewhere else? Will the publication on the YMTDL web site affect my opportunity to publish in a great peer-reviewed journal?

Many journals establish publication policies to only consider research papers that are reporting primary data and the main conclusions for the first time. This is a basic idea of competitive commerce that the best journals want to have the best articles first. Your relationship with a publisher is usually contractual, particularly when you sign a form assigning the publisher your copyright.

At the same time, given the reality that the Internet allows researchers to use a variety of means to announce or publicize their findings, journals also " allow posting of manuscript copies of papers at not-for-profit publicly funded World Wide Web archives immediately upon publication." (Science Magazine).

Your YMTDL submission form will certainly accept directions to withhold digital distribution for a designated time period of up to three years, during which your research result may be submitted to the publication of your choice. If it takes you longer than three years to find acceptance in a journal, in all likelihood the advantage of reporting a new finding will be superceded by newer knowledge. On the other hand, making your thesis immediately available with public access will allow your thesis to generate more primary research.

Am I giving my rights away when I submit an article to a private journal publisher? Yes (most of the time). Publication of papers in most private, for-profit scholarly journals is contingent on the authors' transferring copyright of the paper, including electronic rights, to a journal publisher, by signing the journal's copyright assignment form. some private publishers now provide an "open access option" contingent upon a direct paid subsidy by an author.

Student Submission Process

How do I submit the electronic version of my manuscript? YSM graduating students will submit their print thesis to the Office of Student Research, where they will sign the deposit/participation agreement for both print and electronic copies. Then as soon as possible they will upload a PDF version into YMTDL. This can be done from any location with a non-proxy web browser.
I have a lot of files that are part of the appendix for my thesis. Should I submit data,video, or audio files? Sure. The YMTDL staff can offer no  conversion of visual media. However, you can upload the files as supplements, after you upload the thesis PDF. Another solution would be to provide a note in the submission record for your thesis that materials are available from the author at your Yale alumni or other post-graduation e-mail address that appears on your YMTDL abstract page.
I'm moving far away. Is there a way to designate someone at Yale I could call by telephone to direct a change in the way you distribute my thesis? Any request to remove a thesis from the digital library repository shall be submitted in writing by the author to the Director of the Office of Student Research. Such request shall be granted or denied at the sole discretion of the Director.

Plans for Electronic Distribution

Is the web site for YMTDL set up yet? I want to see where my thesis will go. Yes! The web address for the project is http://ymtdl.med.yale.edu.
Do other universities create digital theses collections? There are individual colleges and universities like the Yale School of Medicine, as will as national and international consortiums, committed to a requirement for students to submit digital copies of their theses and dissertations.

Please send questions or comments to Charlie Greenberg

Last Modified on: 18 December 2008 cg

 

 


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