The Yale Medicine Thesis Digital Library Project (FAQ)

Starting with the School of Medicine graduating class of 2002, the Medical Library and Office of Student Research have begun a collaboration to electronically publish the full text of student thesis on the Internet as a valuable byproduct of student research efforts and original source material to researchers throughout the world. Because students have traditionally anticipated reproducing their research results through a scholarly journal submission process and may wonder if this project will compete with or inhibit a possible publication, this FAQ is being made available to clarify common concerns and encourage participation. Please submit additional questions and comments to Charles Greenberg, the Head of Reference Services and coordinator of the project.

Table of Contents

Rationale for the YMTDL Project

Copyright and Intellectual Property

Student Submission Process

Plans for Electronic Distribution

Rationale for the YMTDL Project

Is there really a need to do this? Traditionally, paper copies of bound Medical, Nursing, and Epidemiology & Public Health student theses are maintained by the Medical, EPH and Nursing Libraries for future on-site use. As research has shifted to the Internet, without physical barriers of location or time of access, it seems unfortunate that the high quality original scholarship found in research theses will be neglected in favor of easily accessible Internet resources. A student thesis is part of an increasingly interconnected world of scientific knowledge, a potential source of inspiration, data, methodology, synthesis, and insight for future researchers and students, and electronic access to theses can only enhance the ability of diverse groups to benefit from the value of thesis original research.
Can this project make the world a better place? Definitely, if you believe that widely distributing Yale student research will provide students of all ages and interests at Yale or around the globe with a source of new ideas and ways of thinking about health problems and possible solutions.
Couldn't the Library simply digitize a bound copy when there is a demand in the future?

The rights of the student author require that permission be obtained to reproduce and distribute their original scholarship. Locating an author at some indeterminate time in the future, as well as the effort required to scan a paper thesis into a digital format, are obstacles to a demonstrated demand model for this project. On the other hand, it is very simple to save a word processing manuscript in an alternative digital format during or following the production of a print thesis. Building a digital collection will also allow browsing and the joy of serendipitous discovery.

In addition, a student's future curriculum vitae could actually point with a web URL to the repository for the digital thesis. Digital storage space is also inexpensive and efficient.

Will the School of Medicine be selling the digital copy of my thesis? Should I expect any income? No. The goal and intent of the YMTDL project is to accomplish the widest dissemination of your research results. In other words, your work will have life beyond the basement stacks of the Medical Library. Cost is inevitably a barrier to timely dissemination of knowledge, often to those that could benefit the most.
Why are MD/Ph.D. dissertations not included in the initial YMTDL project? We are exploring whether the Graduate School of Arts and Sciences will support this idea. Students enrolled in the combined M.D./Ph.D. program produce a doctoral thesis submitted to and approved by the Graduate School. All doctoral Ph.D. dissertations that have been accepted by the Graduate School are submitted to University Microforms (UMI) and published on microfilm or the web on sites such as Digital Dissertations by the ProQuest division of UMI. Publication on microfilm or Digital Dissertations does not prevent the author from publishing the dissertation in another format at any time.
What if I just don't want to do this? There is no requirement that any student participate. The submission form will have a place to indicate non-participation. If you change your mind and wish to submit a submission form and data file(s) after graduation, that will certainly be possible.
Will the Library stop storing the bound thesis, once the electronic version is available? There is no plan at the moment to terminate the tradition of storing a copy of each medical students bound thesis in the Medical Library.

Copyright and Intellectual Property

Who owns the copyright to a student thesis?

According to the U.S. Copyright Office at the Library of Congress, "Copyright protection subsists from the time the work is created in fixed form. The copyright in the work of authorship immediately becomes the property of the author who created the work."

Also, "Copyright protection is available for all unpublished works, regardless of the nationality or domicile of the author."

One of the fundamental requirements of the Medical Thesis is that each student should have the experience of carrying out an investigation from beginning to end on his/her own initiative. At the point of creation and submission, the student author is the owner of the copyright.

If I am a student, do I have to fill out a form or register the copyright ownership of my thesis?

The way in which copyright protection is secured is frequently misunderstood. No publication or registration or other action in the Copyright Office is required to secure copyright. As soon as your thesis is written, it possesses copyright. There are, however, certain definite advantages to registration. See a summary of advantages for registering with the US Copyright Office. The most important advantage may be that registration will establish prima facie evidence in court of the validity of the copyright. Also, If registration is made within 3 months after publication of the work or prior to an infringement of the work, statutory damages and attorney's fees will be available to the copyright owner in court actions. Otherwise, only an award of actual damages and profits is available to the copyright owner.

Registration may be made at any time within the life of the copyright. Directions for securing copyright registration are on the Library of Congress web site (Acrobat Reader required).

Do I give away any rights to the Office of Student Research or the Medical Library if I allow them to publish a digital copy of my thesis? No. The YMTDL project uses a submission form to ask your permission to grant the project a non-exclusive license to archive and make accessible your thesis. The student author will retain all other ownership rights to the copyright and retain the right to use in future works (such as articles or books) all or part of the thesis.
Should I be concerned that a journal will not accept my submission if I have published the information somewhere else? Will the publication on the YMTDL web site affect my opportunity to publish in a great peer-reviewed journal?

Many journals establish publication policies to only consider research papers that are reporting primary data and the main conclusions for the first time. This is a basic idea of competitive commerce that the best journals want to have the best articles first.

At the same time, given the reality that the Internet allows researchers to use a variety of means to announce or publicize their findings, journals also " allow posting of manuscript copies of papers at not-for-profit publicly funded World Wide Web archives immediately upon publication." (Science Magazine).

The YMTDL Project will certainly accept directions on the submission form to withhold digital distribution for a designated time period, allowing for your research result to be submitted to the publication of your choice.

Am I giving my rights away when I submit an article to a scholarly journal for publication? Yes (most of the time). Publication of papers in most scholarly journals is contingent on the authors' transferring copyright of the paper, including electronic rights, to a journal publisher, by signing the journal's copyright assignment form.

Student Submission Process

How do I submit the electronic version of my manuscript? Class of 2003 graduates can obtain a copy of the YMTDL submission form from Charlie Greenberg or Donna Carranzo and submit it together with data files on a floppy, CD, or zip disk. The form will ask you to certify that you have either obtained permission from the owner(s)of each third party copyrighted matter to be included in my thesis, or you have removed copyrighted matter that requires permission to reproduce or distribute.
I have a lot of media files that are part of the appendix for my thesis. Should I submit videotapes or audio cassettes with my disks? Maybe. The Project can offer no initial guarantee that we will be able to convert and host all types and quantities of visual media. However, we would accept and try to create a digital conversion. A simpler solution would be to provide a note in the submission record for your thesis that media materials are available from the author at your Yale alumni or other post-graduation e-mail address.
I'm moving far away. Is there a way to designate someone at Yale I could call by telephone to direct a change in the way you distribute my thesis? The YMTDL thesis submission form includes space for you to designate a "proxy" representatives who will be authorized by you to make changes on your behalf at any point in the future. The form on file with the project remains the one in effect. A student may submit an updated form at any point to change or withdraw proxy status from an individual, or to change the distribution direction for your thesis.

Plans for Electronic Distribution

Is the web site for YMTDL set up yet? I want to see where my thesis will go. Yes! The web address for the project is http://ymtdl.med.yale.edu.
Do other universities create digital theses collections? A few universities are committed to a requirement for students to submit digital copies of their theses and dissertations. Many other universities are preparing to offer a digital thesis library.

Please send questions or comments to Charlie Greenberg

 


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  Last Updated Thursday, 05-Mar-2004 0907 EDT
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